EPSTEIN
page 1 / 306 . OCR, unverified
Dataset10 105
--- SOURCE: IMAGES__0105__EFTA01493287.txt ---
METADATA_SOURCE: IMAGES0105
METADATA_FILENAME: EFTA01493287.pdf
----------------------------------------
FINANCIAL TRUST COMPANY INC ACCT.
For the Period 7/1/12 to 7/31/12
Trade Date
Type
Description
Quantity
Per Unit
Amount
Market Cost
Sett 'e Date
Settled Securities Purchased
6/27
Purchase
7/2
DIGITAL REALTY TRUST INC . 72.25 J.P. MORGAN
SECURITIES LLC (ID: 253998-10-3)
1,250.000
72.25
(90,312.50) •
6/27
7/2
Purchase
EQT MIDSTREAM PARTNERS LP O 21.00 J.P. MORGAN
SECURITIES LLC (ID: 26885B-10-0)
2,000.000
21.00
(42,000.00) •
6/27
7/2
Purchase
GENERAL ELEC CAP CORP 7.125% DEC 15 2049 MD
06/12/2012 @ 105.75 JP MORGAN SECURITIES LLC
(BIDL) (ID: 369622-SN-6)
2,000,000.000
105.80
(2,115,000.00) •
6/22
7/3
Purchase
CENCOSUD SA-SPONSORED ADR @ 15.6128 J.P. MORGAN
SECURITIES LLC (ID: 15132H-40-8)
7,500.000
15.613
(117,096.00) •
8/26
7/3
Purchase
ENTERGY LOUISIANA LLC PFD 51/4%0 25.00 J.P.
MORGAN SECURITIES LLC (ID: 29364W-50-4)
25,000.000
25.00
(625,000.00) •
8/28
7/3
Purchase
ENERGY TRANSFER PARTNERS L P Q 44.57 J.P.
MORGAN SECURITIES LLC (ID: 29273R-10-9)
1500.000
44.57
(86,855.00) •
7/10
7/12
Purchase Option
BRT CALL OPTION USD PUT OPTION STRIKE 119.50
EXPIRING 11/12/2012 100,000 BARRELS PURCHASE
OTC CALL (ID: OTCBDC-NB-L)
100.000
1,840.00
(184,000.00)
7/10
7/12
Write Option
BRT PUT OPTION USD CALL OPTION STRIKE 80.00
EXPIRING 11/12/2012 100,000 BARRELS WRITTEN OTC
PUT (ID: OTCBDP-.10-U)
(100.000)
1,840.00
184,000.00
7/10
7/12
Purchase Option
BRT CALL OPTION USD PUT OPTION STRIKE 119.00
EXPIRING 12/11/2012 100,000 BARRELS PURCHASE
OTC CALL (ID: OTCBDC-NB-M)
100.000
2,330.00
(233,000.00)
7/10
7/12
Write Option
BRT PUT OPTION USD CALL OPTION STRIKE 79.50
EXPIRING 12/112012100,000 BARRELS WRITTEN OTC
PUT (ID: OTCBDP-.103-V)
(100.000)
2,330.00
233,000.00
7/10
7/12
Purchase Option
BRT CALL OPTION USD PUT OPTION STRIKE 118.50
EXPIRING 02/08/2013 100500 BARRELS PURCHASE
OTC CALL (ID: OTCBDC-NB-N)
100.000
3,270.00
(327,000.00)
JP Morgan
Account
Page 24 of 28
Consolidated Statement Page 27
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00016131
SDNY_GM_00285329
EFTA01493287
--- SOURCE: IMAGES__0105__EFTA01493288.txt ---
METADATA_SOURCE: IMAGES0105
METADATA_FILENAME: EFTA01493288.pdf
----------------------------------------
FINANCIAL TRUST COMPANY INC ACCT.
For the Period 7/1/12 to
Trade Date
Per Unit
Sett '.e Date
Type
Description
Quantity
Amount
Market Cost
Settled Securities Purchased
7/10
Write Option
BRT PUT OPTION USD CALL OPTION STRIKE 79.00
(100.000)
3,270.00
327,000.00
7/12
EXPIRING 0208/2013100,000 BARRELS WRITTEN OTC
PUT (ID: OTCBDP-JCI-VW
7/11
Purchase
AMERICAN CAMPUS COMMUNITIES INC C 4425 J.P.
5,000.000
44.25
(221,250.00)
7/18
MORGAN SECURITIES LLC (ID: 024835-10-0)
7/10
Purchase
CHESAPEAKE LODGING TRUST PFD 7 3/4%
25.00
55.000.000
25.00
(1,375,000.00)
7/17
J.P. MORGAN SECURITIES LLC (ID: 185240-20-1)
7111
Purchase
VORNADO REALTY TRUST PFD 5.7% @ 25.00 J.P.
10,000.000
25.00
(250,000.00)
7/18
MORGAN SECURITIES LLC (ID: 929042-85-1)
7/13
Purchase
TWO HERS INVT CORP COM 02 10.44 J.P. MORGAN
11250.000
10.44
(117,450.00)
7/18
SECURITIES LLC (ID: 90187B-10-1)
7/18
Purchase
AMERICAN CAPITAL AGENCY CORP CD 34.10 J.P.
9.000 000
34.10
(306,900 00)
7/23
MORGAN SECURITIES LLC (ID: 02503X-10-5)
7/18
Purchase
KIMCO REALTY CORP PFD 512% @ 25.00 J.P.
13.000.000
25.00
(325.000.00)
7/25
MORGAN SECURITIES LLC (ID: 49448R-77-8)
7/19
Purchase
SPLUNK INC fa 28.25 J.P. MORGAN SECURITIES LLC
2.000 000
28.25
(56.500 00)
7/25
(ID: 848837-10-4)
7/26
Purchase
NORTHERN TIER ENERGY LP
14.00 J.P. MORGAN
5,500.000
14.00
(77,000 00)
7/31
SECURITIES LLC (ID: 885828-10-3)
Total Settled Securities Purchased
($5/85.363.50)
JP Morgan
Acco
l Page 25 of 28
Consolidated Statement Page 28
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00016132
SDNY_GM_00285330
EFTA01493288
--- SOURCE: IMAGES__0105__EFTA01493289.txt ---
METADATA_SOURCE: IMAGES0105
METADATA_FILENAME: EFTA01493289.pdf
----------------------------------------
FINANCIAL TRUST COMPANY INC ACCT.
For the Period 7/1/12 to 7/31/12
Trade Date
Type
Est. Settle Date Selection Method
Description
Per Unit
Rested
Quantity
Amount
Proceeds
Tax Cost
Gaintoss
Pending Sales, Maturities, Redemptions
7/27
Sale
CHESAPEAKE LODGING TRUST PFD 73/4%
(36,833.000)
25.168
925,184.04
(920,825.00)
4,359.04 S
8/1
(ID: 165240.20-1)
Trade Date
Est. Settle Date Type
Description
Per Unit
Quantity
Amount
Market Cost
Pending Securities Purchased
7/18
Purchase
DDR CORP PFD 61/2% (ID: 23317H-60-7)
8/1
40,000.000
25.00
(1,000,000.00)
JP Morgan
Accour
Page 26 of 28
Consolidated Statement Page 29
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00016133